More than a decade has passed since the enactment of the Jumpstart Our Business Startups (JOBS) Act, which encouraged small-company capital formation through a reduction in costly regulatory burdens ...
Phil Rothenberg, a corporate and securities in-house attorney based in Silicon Valley and former staff attorney at the SEC, contributed significantly to the research and writing of this post. The ...
The Securities and Exchange Commission (SEC) has announced the new Small Business Advocate – a role that has been vacant for some time now. The Office of the Advocate for Small Business Capital ...
On April 12, 2017, FINRA released three regulatory notices for comment that propose amendments to various FINRA rules affecting capital formation. In connection with its release of the notices, FINRA ...
With a Bitcoin treasury strategy, companies can transform reserves into structured assets—unlocking new investor demand and capital formation tools. In the oil industry, reserves are only the ...
The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC), meets tomorrow (July 22, 2025) to discuss two key issues impacting capital formation. First, ...
Private equity prides itself on discipline—operational rigor, capital strategy and market timing. But here’s the uncomfortable truth: Most firms still treat marketing like an afterthought. A deck, a ...
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