The European Securities and Markets Authority (ESMA) has published two final reports with final draft regulatory technical standards (RTS) ...
Demonstrate operational capability, including appropriate contractual arrangements, policies and procedures, IT connectivity, internal systems and sufficient resources capable of supporting ...
The Autorité des marchés financiers (AMF) has provided clarity for new European Market Infrastructure Regulation (EMIR) 3 rules which are set to come into force on 24 December. The AMF has issued a ...
The European Securities and Markets Authority (ESMA) has launched a consultation on post-trade risk reduction (PTRR) services. According to the financial markets regulator, the consultation will look ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The sanction marks the highest fine ESMA has imposed on a trade repository to date, reflecting REGIS-TR’s failure to meet key EMIR and SFTR organisational obligations. The European Securities and ...
European companies are in danger of failing to comply with the new derivative reporting standards required under European Market Infrastructure Regulation (EMIR), one of the most challenging pieces of ...
The full scale of problems that followed last year’s major overhaul of the European derivatives reporting regime—dubbed Emir Refit—is only now becoming clear, with nearly 25% of trade reports rejected ...