An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

South Korea’s financial watchdog has sent a preliminary notice to five banks over improper sales of equity-linked securities, which local media reported could result in some $1.4 billion of penalties.

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

11 Mar 2024 (Johannesburg Stock Exchange) Investec Bank Limited has announced the expiry of its Equity Linked Note (ELN) under the JSE code IBLIIJ, tied to the MSCI World Net Total Return USD Index.

Declining equity volatility in recent weeks has taken the sails out of the structured note market in Korea as pricing has become less attractive. “Single-stock vol has declined sharply,” said an ...